The throughput of an institution, with the confidentiality and control of your own office.

Why trust these briefings

How the briefings are built

No scraped summaries. Primary law, read by a person.

01. We read the primary law

The actual article — MiFID II, the GDPR, the EU AI Act, the FCA Handbook, ICO guidance — not a scraped summary of it.

02. We map it to the workflow

Each obligation is tied to the AI workflow it touches, with a concrete first action a firm can take this week.

03. A person reviews every line

Nothing publishes until a person has checked the citation, the wording, and the confidence badge.

04. It clears the compliance committee

Briefings go live one at a time as each clears review; the finder claims a combo is live only when it is.

Who you sit with

Daniel Martinez, Founder & CEO, Serra Wealth. You work directly with the person who runs the desk, not an account manager. Serra builds AI into regulated workflows the way it builds them for its own family-office layers: with the audit trail in from the start.

12 briefings live. 48 obligations cited. 100% cited to primary law.

Score your firm against your own regime

A short self-assessment that scores a workflow against the rules you already hold, before a regulator does.

A one-page AI governance note

The obligations for your firm on a single page you can forward straight to compliance.

The compliance finder

Your AI obligations, by jurisdiction and firm.

The blocker is not the model, it is the audit trail. Most wealth firms have already tried AI somewhere. Far fewer can show a reviewer where the data went, who checked the output, and how the decision would be reconstructed if a regulator asked. Pick your jurisdiction and firm type and we show the obligations that apply, each cited to the primary law, with a first action for each.

Records must let the firm reconstruct the audit trail of a transaction, and be kept for at least five years.

MiFID II, Article 16(7)

Confidence key

Choose a jurisdiction and firm type.

Pick where you are regulated and what kind of firm you run, and we show the AI-adoption obligations that actually apply, each cited to primary law.

How the paid path works

Start free. The paid ask is never first. The resources on this page are free and self-serve. When you want it applied to your firm, the steps are few, and the price of each is on this page, not behind a contact form.

Step 0: The report for your firm — Free

Step 1: 15-minute intro call — Free

Step 2: 60-minute optimisation session — €250

Ongoing: Governed AI Operations — €3,000 – 8,000 / month

The guides library

Every combination, written and published.

The AI rules every EU wealth-management firm must follow (2026)

Five bodies of rules already bind the AI you run today — MiFID II conduct and recordkeeping, ESMA's 2024 statement, the GDPR, and the EU AI Act. Each rule, what it means in practice, and the compliant fix.

10 AI mistakes UK financial advisers make, and the compliant fix

The FCA will not write new AI rules — it regulates AI through the ones you already hold. The ten mistakes that create exposure under the Consumer Duty, SM&CR, SYSC and UK GDPR, each with the fix.

AI Regulation

Common Mistakes

Tips & Skills

All AI compliance briefings